Newman and Brown, "Ethical Decision-making Flowchart"
Notable for permitting regression, for considering time constraints, for providing several stop/go points, and for scrutinizing the decision-making process itself
SOURCE FOR THE PROCEDURE
Newman, Dianna L. and Robert D. Brown. "A Framework for Making Ethical Decisions." Applied Ethics for Program Evaluation. Thousand Oaks: Sage, 1996: 91-120.
Actual flowcharts are included in the book.
THE PROCEDURE ITSELF
- Level 1: Intuition
- Do I respond to my intuitive (immediate, pre-reflective) concerns?
- What do my colleagues think?
- Do I have time for further analysis?
- Can you restructure the situation to provide more time to consider your concerns and the dilemma?
- Do you believe that you could make a right decision if only you had more time?
- Decision 1: Stop, or pursue concern analysis?
- Level 2: Rules
- Examine various rules, standards or codes.
- Do the rules, standards or codes contain a parallel to your situation?
- Decision 2: If no, stop, or go on to Level 3?
- Decision 3: If yes, stop, go to Level 3, or take action (Level 5)?
- Level 3: Principles and theory
- What is the relevance of each principle (autonomy, nonmaleficence, beneficence, justice, fidelity)?
- Autonomy: Are any participant's rights affected?
- Nonmaleficence: What undue harm is likely to come to participants?
- Beneficence: What good can come to participants?
- Justice: What issues are related to fairness?
- Fidelity: What contractual arrangements have been made?
- If the principles conflict, how might they be balanced?
- How do the criteria (consequences, duty, rights, social justice, and ethics of care) apply?
- In addition to harm (already considered), what are the possible consequences to relationships among the stakeholders?
- Are there special obligations or duties involved?
- Are anyone's rights affected?
- Is social justice being served?
- What is unique about the context that may affect the consequences?
- Decision 4: To stop, consider values (Level 4), or take action (Level 5)?
- Level 4: Personal values
- How do my personal values, visions, and beliefs affect my thinking?
- What kind of person do I want to be?
- Decision 5: To stop, or take action (Level 5)?
- Level 5: Action
- How much stress is involved for you and for others?
- Am I uncomfortable?
- Why do I have this feeling?
- What are the risks to me?
- What are the risks to others?
- What do my colleagues think?
- What is my plan of action?
- How will the organization react to this plan?
- What cultural perspectives are important to consider?
- Decision 6: To stop, or implement an action plan?
- Has my action resolved the issue?
- Decision 7: Has the plan worked, or must I start again?
- Level 6: Process improvement
- Applicability: Do the steps of this procedure work for real-world problems?
- Clarity: Are the steps and decision points sufficiently clear to avoid confusion?
- Consistency: Are the steps internally consistent?
- Ordering: Are the steps and decision points in the correct order?
- Coverage: Are there any significant omissions on serious ethical issues?
- Acceptability: Should the decision points be accepted as ethically prescriptive?
WALT'S CHECKLIST
The same checklist was applied to all procedures.
- This method is most useful when the DECISION-MAKER ...
- can tolerate ambiguity, complexity or conflict [step 3b]
- cultivates personal virtues [step 4b]
- has a working knowledge of several ethical theories [step 3a]
- has easy access to advisors, consultants or role-players [steps 1b and 5d]
- has high initial sensitivity to relevant ethical "features" [step 1]
- has plenty of time for investigation and analysis
- is skilled in case-based, precedent-based or example-based reasoning [step 2b]
- is skilled in causal or consequential reasoning [steps 3, 5a, 5b and 5f]
- is skilled in conflict- or dilemma-resolution methods [step 5b]
- is skilled in the application of general ethical principles to specific cases [step 3]
- This method is most useful in a SITUATION ...
- where the decision-maker is also a stakeholder
- This method is most useful when STAKEHOLDERS ...
- share ethical codes or policies [step 2]
- share ethical principles [step 3]
- share values [step 4]